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CFTC Proposes Part 4 Relief for SEC-Registered Advisers and Bigger Small-Pool Exemption

CFTC Proposes Part 4 Relief for SEC-Registered Advisers and Bigger Small-Pool Exemption

Daily Feed

The CFTC is asking for feedback on a proposal that could reduce duplicate SEC-CFTC compliance for some registered advisers and raise the small-pool exemption limit from $400,000 to $800,000. It’s a practical cleanup move: less paperwork, same anti-fraud rules, and some real implications for crypto-linked funds.

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